Compliance Associate, Conflicts of interest, Global Controls

Qualifications

• At least 2 years’ experience in Compliance managing conflicts of interest functions and conducting regulatory analysis.
• Experience with control room functions, including preclearance of employee trades and management and use of restricted lists.
• Demonstrable experience in managing others or the ability to do so.
• Ability to work effectively in a team environment and adhere to business and workplace standards.
• Ability to conduct regulatory analysis, preparing memorandums and draft procedures.
• Background or experience in process automation or AI implementation ispreferred.
• Experience interacting with employees at various levels of an organization.
• Highly developed interpersonal skills to build and maintain effective internal and external relationships.
• Strong communication skills (verbal and written).
• Strong analytical and investigative skills and sound judgment.
• Experience in development, implementation and monitoring adherence to corporate policies, procedures and other guidance documents.
• In-depth knowledge of securities and the finance industry.
• Bachelor’s degree is required

Morningstar is an equal opportunity employer.

Morningstar's hybrid work environment gives you the opportunity to collaborate in-person each week as we've found that we're at our best when we're purposely together on a regular basis. In most of our locations, our hybrid work model is four days in-office each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues.

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