Fuku

Senior Compliance Officer

Singapore, Singapore, Singapore · Work style not stated · Full-time

Apply on the employer’s site ↗See how well you match this job

You apply directly with the employer. ROLIVA does not submit applications from this page and is not the employer.

About the role

Description from the employer’s posting. Check the employer’s page for the current version.

EmployerFuku
LocationSingapore, Singapore, Singapore
Work styleWork style not stated
Employment typeFull-time
Employer posted20 Apr 2026

Our client in the fintech industry is looking for a Senior Compliance Officer.

Responsibilities
- Serve as the designated in-charged for a Singapore LFMC under the Monetary Authority of Singapore regulatory framework.
- Lead the firm’s compliance program, including policies, monitoring, controls, and employee training.
- Act as the primary MAS liaison, managing regulatory filings, inspections, and supervisory engagement.
- Oversee trading and market conduct surveillance, including monitoring for spoofing, front-running, and misuse of MNPI.
- Administer personal account dealing and information barrier controls for Singapore-based and remote staff.
- Maintain the AML/CFT framework in accordance with MAS requirements (including MAS Notice SFA04-N02), overseeing KYC, due diligence, and sanctions screening.
- Serve as AMLCO and/or MLRO with responsibility for escalation and regulatory reporting.
- Coordinate with regional compliance teams on cross-border trading and regulatory matters involving the Securities and Futures Commission, U.S. Securities and Exchange Commission, and Financial Conduct Authority regimes.
- Provide regular compliance reporting to senior management and the Singapore LFMC Board, and support regulatory audits and investor due diligence.

Show full description

Qualifications
- Bachelor’s degree in Law, Finance, Risk, or a related field.
- Min 7 years of compliance experience, including 3 years with a MAS-licensed fund management company (LFMC).
-Strong knowledge of the Securities and Futures Act, MAS LFMC regulatory framework, AML/CFT rules, and market conduct requirements.
-Experience managing MAS inspections and regulatory inquiries.

See how well you match this job Apply on the employer’s site ↗

Check your resume against this job Free, no sign-up. Nothing you paste is stored.

Staying safe while you apply

Never pay to apply, interview or accept an offer. ROLIVA never asks you for payment to apply to a job.
Apply only through the official “Apply on the employer’s site” button, on the employer’s own site, and check that a recruiter’s email uses that employer’s own domain rather than a free email address.
Be cautious of an offer made with no real interview, or pressure to decide quickly or share financial details early.

Does something look wrong with this listing? Use “Report broken link” in the role details, or read ROLIVA’s full job-safety guidance ↗.

Preparing for this role with ROLIVA

Check the fit.
Compare the requirements with the experience you have confirmed, including gaps.
Prepare honestly.
Build interview stories and application drafts from your own evidence.
Keep track.
Save the role and record your own application status and follow-ups.

Create a free workspace or log in.